​​​​​​​Preparing your firm for an SRA visit with Kate Burt from
HiveRisk.co.uk

The SRA visit law firms for a number of reasons. This may be as part of a proactive visit as part of their rolling programme, an onsite investigation where they have received a report about a firm, or they may need to come to your firm’s office as part of their thematic work, where they have an additional focus on particular aspects of a firm’s AML activities.
In this webinar, we will be covering the following areas to put you ahead of the game should you receive notice that your firm will receive a visit:

*An overview of obligations for your firm, your officers and your staff
​​​​​​​*What documents you will be expected to disclose
*Who will they want to speak to and what are they likely to ask
*How to be proactive in this area

Presenters is Kate Burt, solicitor and founder of HiveRisk.co.uk a boutique risk management consultancy.
Kate and her team work with law firms, legal services businesses and regtech verticals in relation to their regulatory obligations.