CQS - Managing your compliance documents for a sane assessment
Keeping on Top of CQS Compliance
Getting Organised
- Compliance Folder Structure
- Prioritising Tasks
Key Focus Points
- Policies and procedures
- Matter opening procedures
- AML and CDD - File reviews
CQS Re-Accreditation
- Application documents
- Supporting documents
- Personnel forms– new starters
X-Press Legal Services
Dave Lister
Director of X-Press Legal Services
Denise Butler
Guest Speaker